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Legal Update

New Rules Released: Senior Managers and Certification Regime Extended to All Firms

4 August 2017
Mayer Brown Legal Update
The Financial Conduct Authority and Prudential Regulation Authority published their consultation papers on 26 July 2017 containing proposals for extending the Senior Managers and Certification Regime to almost all regulated firms. The proposals are intended to ensure that firms have in place effective corporate governance procedures, responsibilities for certain activities are allocated within firms and individuals are held accountable for their actions, improving culture within firms and strengthening market integrity.
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