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Media Coverage

Inconsistent Policies and Followthrough Lead to SEC Charges on Advisory Fees

14 April 2014
ACA Insight

Litigation & Dispute Resolution partner Matthew Rossi (Washington DC) is quoted on the case In the matter of Transamerica Financial Advisors, Inc. before the US Securities and Exchange Commission.

© 2014 ACA Insight and ACA Compliance Group. All rights reserved. Reproduced with written permission of the publisher.

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    Matthew Rossi
    T +1 202 263 3374
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