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Legal Update

Hints and tips for ensuring your share dealing policy, and practice, is fit for purpose

February 2015
Mayer Brown Legal Update
For a premium listed company, breaches in connection with the Model Code can involve breaches of the Listing Rules, the Listing Principles and the DTR. Following recent enforcement action by the FCA in connection with breaches of the Model Code, here are some hints and tips to help ensure your share dealing policy, and practice, is fit for purpose.

Authors

  • Kate Ball-Dodd
    T +44 20 3130 3611
  • Justine Usher
    Professional Support Lawyer
    T +44 20 3130 3517
  • Kirsty Payne
    Professional Support Lawyer
    T +44 20 3130 3795

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