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Capital Markets Quarterly Update (October to December 2012)

31 January 2013
Mayer Brown Newsletter

This quarterly update (October to December 2012) highlights recent developments in Hong Kong capital markets practices.

Topical Issues

  • New Regulations on IPO Sponsors
  • New Guidance on Pre-IPO Investments

Procedures and Waivers

  • Granting of Waiver in relation to Despatch of Interim Report
  • Granting of Waiver in relation to Filing of IPO Placee Lists

Disclosure Requirements and Guidance

  • Guidance on Matters in relation to Biological Assets

Listing Suitability and Other Listing Decisions

  • Guidance on Satisfying the Trading Record Requirements
  • Contractual Arrangements would not Result in Unsuitability for Listing (Further Guidelines)


  • Jeckle Chiu
    T +852 2843 2245

Related People

  • Billy K. M. Au
    T +852 2843 2254
  • Jacqueline S. T. Chiu
    T +852 2843 2447
  • Jason T. Elder
    Partner, Registered Foreign Consultant (New York, USA)
    T +852 2843 2394
  • Mark Uhrynuk
    T +852 2843 4307
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