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Past Event
14 May 2015


  • Stephanie M. Monaco
    T +1 202 263 3379
  • John W. Noell
    T +1 312 701 7179
  • Lennine Occhino
    T +1 312 701 7966
  • Richard M. Rosenfeld
    T +1 212 506 2178
  • Matthew Rossi
    T +1 202 263 3374
  • Nancy G. Ross
    T +1 312 701 8788
  • Laurence Urgenson
    T +1 202 263 3280

9th Annual Investment Management Regulatory University—New York

Please join us for our 9th Annual Investment Management Regulatory University. This full-day program will cover:

  • Hot Topics in Investment Adviser Regulation
  • Growing Examination and Enforcement Trends Affecting Investment Advisers and Other Fiduciaries
  • Evolving Negotiation Dynamics In Portfolio Company Acquisitions and New Trends in Credit Funds and CLO Risk Retention Vehicles
  • Compliance Issues Affecting Global Operations
  • Ethical Duties of an In-House Lawyer
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