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Past Event
5 June 2014

Registration
8:00 a.m. – 9:00 a.m.

Program
9:00 a.m. – 5:00 p.m.

Cocktail Reception
5:00 p.m. – 6:00 p.m.

Speakers

  • James R. Barry
    T +1 312 701 7169
  • Fern C. Bomchill
    T +1 312 701 7331
  • Leslie S. Cruz
    T +1 202 263 3337
  • Curtis A. Doty
    T +1 212 506 2224
  • Stephanie M. Monaco
    T +1 202 263 3379
  • John W. Noell
    T +1 312 701 7179
  • Tim Nosworthy
    T +44 20 3130 3829
  • Lennine Occhino
    T +1 312 701 7966
  • Amy Ward Pershkow
    T +1 202 263 3336
  • Richard M. Rosenfeld
    T +1 212 506 2178
  • Matthew Rossi
    T +1 202 263 3374
  • Jonathan A. Sambur
    T +1 202 263 3256
  • Jon D. Van Gorp
    T +1 312 701 7091
  • Donald S. Waack
    T +1 202 263 3165
Event

8th Annual Investment Management Regulatory University—New York

Please join us for our 8th Annual Investment Management Regulatory University. This full-day program will cover:

  • Hot Topics in Investment Adviser Regulation
  • Preventative Steps to Avoid, and Defensive Steps in the Face of, Enforcement Interests and Actions
  • Product Development and Associated Regulatory Issues
  • Navigating Compliance
  • Ethical Duties of an In-House Lawyer

Date & Location
Thursday, June 5, 2014
New York Hilton Midtown
1335 Avenue of the Americas
New York, NY 10019
+1 212 586 7000

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