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Past Event
May 2013

Registration
8:00 a.m. – 9:00 a.m.

Program
9:00 a.m. – 5:00 p.m.

Cocktail Reception
5:00 p.m. – 6:00 p.m.

Speakers

  • Leslie S. Cruz
    T +1 202 263 3337
  • Stephanie M. Monaco
    T +1 202 263 3379
  • Amy Ward Pershkow
    T +1 202 263 3336
  • Curtis A. Doty
    T +1 212 506 2224
  • J. Paul Forrester
    T +1 312 701 7366
  • Mark H. Leeds
    T +1 212 506 2499
  • Jerome J. Roche
    T +1 202 263 3773
  • Sagi Tamir
    Partner
    T +1 212 506 2583
  • John W. Noell
    T +1 312 701 7179
  • Jeffrey M. Bruns
    T +1 312 701 8793
  • Tim Nosworthy
    T +44 20 3130 3829
  • Scott A. Anenberg
    T +1 202 263 3303
  • Lennine Occhino
    T +1 312 701 7966
  • Cary J. Malkin
    T +1 312 701 7181
  • Wendy Dodson Gallegos
    T +1 312 701 8057
Event

7th Annual Investment Management Regulatory University

Please join us for our 7th Annual Investment Management Regulatory University.

We begin our morning session with a review of Advisers Act fundamentals and a discussion of regulatory hot topics. Later, we will delve into CFTC rules and regulations including CPO/CTA and SWAP issues.

Our afternoon conversations will examine regulatory and tax developments affecting public and private funds, including bank-sponsored vehicles. We will wrap up the day with an ethics program focused on issues relevant to investment advisers, including conflicts of interest and protecting privilege.

Dates & Locations
New York
Thursday, May 16, 2013
Hilton New York
1335 Avenue of the Americas
New York, NY 10019
+1 212 586 7000

Chicago
Wednesday, May 22, 2013
Mayer Brown
71 South Wacker Drive
Chicago, IL 60606
+1 312 782 0600

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