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Experience
- Advising financial institutions on licensing and voluntary revocation of licenses, banking and securities regulatory and compliance matters, bank internal investigation and reporting, bank mergers and acquisitions, transfer of banking business, virtual banks, Internet banking and internet securities trading, private banking and fund management, banking products and trade financing, credit card, hire purchase and standard banking documents
- Authored "Regulation of Foreign Banks, United States and International" Fourth Edition Lexis Publishing - Chapter on Banking Regulation in Hong Kong and the Treatment of Foreign Banks
- Authored "Butterworths International Guide To Money Laundering Law and Practice" Second Edition - Hong Kong chapter
- Notary Public in Hong Kong
Rosaline is a senior consultant of JSM.
Notable Engagements
- Mergers and Reorganisation of Banks – advising on bank mergers and reorganisations.
- Internal Investigations and Reporting – preparing report to HKMA and SFC for financial institution clients pursuant to an auditors' report required under section 59(2) of the Banking Ordinance; assisting in reporting and preparing reports pursuant to internal investigations initiated by financial institution clients to law enforcement authorities.
- Global Internet Trading, SFO Licensing and Compliance – advising securities and money brokers on relevant regulatory issues, advising financial institutions on new licensing requirements, updating compliance manuals and customers' agreements.
- Refinancing of BOT project – acting for the borrower in refinancing of a cross harbour tunnel project.
- Private Bill for introduction to the Legislative Council – acting for a professional body in preparing a private bill to amend an existing Ordinance.
Education
The University of Hong Kong, PCLL • The University of Hong Kong, LLB
Languages
Admitted
- England & Wales, 1984
- Hong Kong, 1981
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