We understand these changing regulatory schemes significantly impact our insurance clients and pride ourselves in keeping our clients up-to-date on the numerous current regulatory changes around the world including holding company and capital issues in the European Union and in the US on the Federal and State levels, Solvency II, the Dodd-Frank Act’s effects on the industry in the US and globally, and the NAIC Solvency Modernization Initiative and Proposed Revisions to Insurance Holding Company Regulation. We excel in negotiating with insurance regulators to overcome regulatory obstacles and develop creative solutions that enable our clients to gain regulatory approval for their proposed forms of business arrangements.
In addition, the team is comprised of lawyers in funds and portfolio management, financial services law, global custody and securities lending and anti-money laundering procedures who regularly provide advice to leading global financial clients on operational arrangements and ongoing compliance activities, as well as contentious regulatory issues and FSA, SEC and other US regulatory cross border investigations.